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Capabilities / Financial Services Litigation

Financial Services Litigation

Standing beside our clients.

Husch Blackwell has broad experience managing financial litigation in federal and state courts on matters as varied as creditors’ rights, lender liability and franchising. We represent corporations, directors and officers, broker-dealers and other securities industry professionals in litigation and arbitration, as well as in matters involving the Securities Exchange and Commission (SEC) and other regulatory bodies.

Our attorneys also represent broker-dealers and investment advisors in customer litigation and Financial Industry Regulatory Authority (FINRA) arbitrations involving claims of unsuitability, churning, negligence, breach of fiduciary duty and fraud. We defend and prosecute claims of breach of noncompetition agreements, misappropriation of trade secrets and breach of fiduciary duties on the recruitment of registered representatives.

Media Mentions | July 02, 2020
Business Insurance: Up Close - Jason R. Fathallah
News Releases | May 27, 2020
Jason Fathallah Joins Husch Blackwell's Litigation, Insurance Groups

Fathallah is a first-chair trial lawyer with a national practice; he has also litigated some of the most significant insurance coverage and business disputes in recent Wisconsin state history.

News Releases | April 25, 2019
Jason Husgen Named Fellow of American Bar Foundation

Members are nominated by their peers and elected by the Board of the American Bar Foundation.

Testimonial Chambers USA 2019

“The firm has substantial trial experience, which is essential to be effective in litigation, and has the confidence to take matters to trial."

Read how invested partnerships make a difference
Client Results

Jury awards $1.45 million in litigation over erroneous financial audit.

See full case study

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