Join us for an engaging webinar examining how digital investment platforms are reshaping the credit union landscape, and the complex securities law risks that come with them. From robo-advisory tools to digital wallets, these arrangements can create hidden regulatory exposure if not carefully structured.
Our presenters will break down what federal securities laws actually require of credit unions and challenge common assumptions around “referral-only” models. You’ll walk away with practical strategies to identify risk, conduct meaningful due diligence, and confidently structure compliant vendor relationships.
Presenters
Sarah Razaq Sallis, Partner
Brenda E. Barrett, Partner
Who Should Attend
Credit union in-house counsel and industry leaders, including company executives, senior administrators, and directors.
Continuing Education Credit
This program is pending approval for California, Colorado, Illinois, Iowa, Kansas, Missouri, Minnesota, Nebraska, North Carolina, South Carolina, Tennessee, Texas, and Wisconsin continuing legal education credit.
Did you miss the webinar?
The webinar recording is available after the event date. Simply register using this on-demand link to access the recorded program.
Questions?
Contact Brittany Maynard at 262.340.2366.