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Capabilities

In Brief: A Digest of Investment Management Projects

 

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Investment Management
 
Client Results
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  • Represented asset management and financial planning firms on the sales of subsidiary firms
  • Structured and prepared offering documents for numerous private funds and funds of funds with varying strategies, including numerous real estate strategies
  • Worked with the FINRA and the SEC to structure and register special purpose broker-dealers
  • Represented a large investment adviser to open-end funds in its sale and restructuring
  • Represented several closed-end funds in follow-on offerings
  • Counseled an open-end fund in its sale to another registered fund complex
  • Represented an investment adviser to a fund complex in numerous multistage restructurings
  • Assisted numerous advisory and brokerage firms with structuring and registration
  • Assisted advisers and broker-dealers with SEC, state and FINRA examinations and enforcement actions
  • Represented a group of in-vitro fertilization (IVF) physicians in connection with an extensive reorganization and $15 million sale of partial ownership interests to a private equity fund
  • Represented a bank-holding company in $30 million private placement of stock
  • Defended Big Four accounting firm investigated by the DOJ and the SEC in relation to audits of a failed financial institution
  • Obtained favorable results for a global supply manager of multinational computer technology company who provided insider information to hedge fund traders through an expert networking firm
  • Obtained favorable results for a CFO of national bank targeted by SEC for inadequate loan loss reserve disclosures
  • Represented mutual fund companies and independent directors in Section 36(b)-related litigation
  • Structured and negotiated financing terms and provided ongoing advice to business development companies
  • Structured and prepared tax analysis for investments of private equity funds, venture capital funds, real estate funds and offshore funds
 
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The choice of a lawyer is an important decision and should not be based solely upon advertisements.
Past results afford no guarantee of future results. Every case is different and must be judged on its own merits.
People Capabilities Locations Careers Thought Leadership Our FirmContact Us
Firm InstagramFirm TwitterFirm LinkedInFirm YouTube
Media Privacy Policy
© 2019 Husch Blackwell LLP. All rights reserved
The choice of a lawyer is an important decision and should not be based solely upon advertisements.
Past results afford no guarantee of future results. Every case is different and must be judged on its own merits.

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