Tracy is a member of the firm’s Financial Services & Capital Markets team. She is a trusted advisor on a wide range of legal issues, including investment management regulation, federal securities laws, corporate governance and general business and corporate matters. Tracy returned to private practice in 2016 after spending a decade representing clients as in-house counsel at two Fortune 500 companies and a large publicly traded asset management company.
In her investment management practice, Tracy has represented advisers, private funds and registered investment companies in many areas, including structuring, registration, business development company (BDC) elections, SEC and CFTC reporting and regulation, Dodd-Frank compliance, derivatives agreements and regulation, and corporate governance matters.
In the area of securities and corporate governance, Tracy has broad experience advising clients on public and private debt and equity offerings, mergers & acquisitions, SEC compliance, investor relations, executive compensation matters, board operations and governance matters.