Capabilities / Securities & Corporate Governance
Clear, practical legal advice in connection with securities law compliance and enforcement matters.
Husch Blackwell’s Securities & Corporate Governance team is comprised of highly regarded attorneys who tackle our clients’ toughest challenges relating to securities law disclosure and compliance and, in partnership with our White Collar, Internal Investigations, & Compliance team, securities investigations and enforcement matters. Our team seeks to cut through the complexities of securities law and provide practical advice that helps clients shape corporate strategy and achieve their business objectives.
We support all phases of a business’s development. Our Securities & Corporate Governance attorneys assist entrepreneurs in launching new enterprises and serve as the go-to securities counsel for large corporations, their senior management teams, and boards of directors. Our guidance includes:
- Securities and Exchange Commission (SEC) disclosure filings (e.g., forms 10-K, 10-Q and 8-K)
- New enterprise securities issues, such as crowd funding, Regulation A offerings, SAFE notes, and Series Seed funding
- Proxy solicitations and shareholder proposal response
- Fiduciary duties
- Institutional investor relations matters
- Insider trading compliance
- Ongoing corporate informational disclosures
- Stock exchange initial listing requirements and compliance with ongoing listing standards
- Corporate governance documents and related filings for listed companies
- Annual Board and Board Committee self-evaluations
- Shareholder communications